Sponsor compliance checklist

Yang's Pension Consulting, Inc — Staging preview — educational worksheet, not professional advice.

Use this high-level periodic worksheet with current plan documents and qualified professional review.

Recurring controls Plan document and amendments match operations Payroll, deposits, census, and provider data reconciled Notices, filings, testing, and governance calendar reviewed

Evidence and escalation Exceptions, corrections, and owners documented Service-provider scope and deliverables reviewed Current IRS/DOL guidance and deadlines confirmed

Educational checklist only. It does not determine compliance or replace tax, legal, actuarial, investment, or compliance advice.

Opens your browser’s print dialog. This worksheet does not submit or send your selections.

Next steps

Browse printable planning guides
Explore related educational resources
Use a related local planning tool